Michael S. Gault

REDFISH CAPITAL

CYPRESS, TX 77433

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CRD#: 4616666

Professional summary

Michael Shawn Gault, who also goes by Michael Shawn Miller, is a registered financial advisor currently at REDFISH CAPITAL located in Cypress, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Michael Shawn Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Kempner Capital Management, Inc.; Yes; Galveston, TX; RIA; IAR/VP; 12/2002; 0% of time- Firm is in the process of closing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Shawn Gault's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2025 - Present

REDFISH CAPITAL

Office #1: 17302 House & Hahl Road Suite 215, Cypress, TX 77433

RIA

CRD#: 323348

CYPRESS, TX

Past

December 17, 2002 - February 26, 2026

KEMPNER CAPITAL MANAGEMENT, INC.

RIA

CRD#: 104784

GALVESTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDFISH CAPITAL

REDFISH CAPITAL | REDFISH CAPITAL MANAGEMENT LLC

CRD#: 323348 / SEC#: 801-137015

RIA

Registered Investment Advisory firm - (8/6/2026 Approved)

Louisiana

Registered Investment Advisory firm - (8/25/2026 Terminated)

Texas

Registered Investment Advisory firm - (8/25/2026 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 12/10/2002

Uniform Investment Adviser Law Examination

Current Firm

REDFISH CAPITAL

REDFISH CAPITAL | REDFISH CAPITAL MANAGEMENT LLC

CRD#: 323348 / SEC#: 801-137015

RIA

Registered Investment Advisory firm - (8/6/2026 Approved)

Louisiana

Registered Investment Advisory firm - (8/25/2026 Terminated)

Texas

Registered Investment Advisory firm - (8/25/2026 Termination Requested)

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Contact information

Main Address

17302 House & Hahl Road Suite 215, Cypress, TX 77433

Mailing Address

Phone number

(281) 256-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B SEC (7/6/2026)

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 119,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Gault

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Shawn Gault's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDFISH CAPITAL

KEMPNER CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

REDFISH CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Passed: 12/10/2002

Current Firm

REDFISH CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REDFISH CAPITAL

TRUST BUT VERIFY

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