Michael S. Gault

REDFISH CAPITAL

Cypress, TX 77433

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CRD#: 4616666

Professional summary

Michael Shawn Gault, who also goes by Michael Shawn Miller, is a registered financial advisor currently at REDFISH CAPITAL located in Cypress, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Shawn Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Shawn Gault's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2025 - Present

REDFISH CAPITAL

Office #1: 17302 House & Hahl Road Suite 215, Cypress, TX 77433

RIA

CRD#: 323348

Cypress, TX

Past

December 17, 2002 - February 26, 2026

KEMPNER CAPITAL MANAGEMENT, INC.

RIA

CRD#: 104784

GALVESTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2002

Uniform Investment Adviser Law Examination

Current Firm

REDFISH CAPITAL

REDFISH CAPITAL | REDFISH CAPITAL MANAGEMENT LLC

CRD#: 323348 / SEC#:

Louisiana

Registered Investment Advisory firm - (5/26/2023 Approved)

Texas

Registered Investment Advisory firm - (5/24/2023 Approved)

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Contact information

Main Address

17302 House & Hahl Road Suite 215, Cypress, TX 77433

Mailing Address

Phone number

(281) 256-3100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 75,518,485

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Gault

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Shawn Gault's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDFISH CAPITAL

KEMPNER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2002

Current Firm

REDFISH CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REDFISH CAPITAL

TRUST BUT VERIFY

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