Paul M. Pineda

ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT

Bellevue, WA 98005

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CRD#: 4616313

Professional summary

Paul M Pineda is a registered financial advisor currently at ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC located in Bellevue, Washington.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul M Pineda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2011 - Present

ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC

Office #1: 40 Lake Bellevue Suite 100, Bellevue, WA 98005

RIA

CRD#: 157549

Bellevue, WA

Past

October 5, 2009 - June 6, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BELLEVUE, WA

Past

October 5, 2009 - June 6, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BELLEVUE, WA

Past

January 3, 2007 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

BELLEVUE, WA

Past

January 3, 2007 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

BELLEVUE, WA

Past

February 6, 2003 - January 8, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BELLEVUE, WA

Past

January 24, 2003 - January 8, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/8/2011)

IAR

Washington
(5/20/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/22/2003

General Securities Representative Examination

Current Firm

ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC

ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT | ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC

CRD#: 157549 / SEC#:

California

Registered Investment Advisory firm - (5/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2011 Conditional Restricted)

Washington

Registered Investment Advisory firm - (5/17/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

40 Lake Bellevue Suite 100, Bellevue, WA 98005

Mailing Address

Phone number

(425) 829-5395

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 51,416,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul M. Pineda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul M Pineda's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2003

Series 7

Date: 1/22/2003

Current Firm

ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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