Gary S. Hobbib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Stephen Hobbib, who also goes by Gary Hobbib, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2003. Gary had worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2014 - February 1, 2017
J.W. COLE FINANCIAL, INC.
September 11, 2012 - May 2, 2014
COVA CAPITAL PARTNERS LLC
February 28, 2011 - August 27, 2012
THE BENCHMARK COMPANY, LLC
December 22, 2009 - February 23, 2011
MDB CAPITAL
July 2, 2009 - January 14, 2010
MULTITRADE SECURITIES LLC
March 24, 2006 - March 8, 2007
WHITAKER SECURITIES LLC
February 18, 2005 - May 5, 2006
GRANITE ASSOCIATES, INC
November 4, 2003 - February 24, 2005
WHITAKER SECURITIES LLC
January 22, 2003 - October 17, 2003
WESTROCK ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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