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Scott Patrick Baker

CRD# 4616159·Registered 2003 - 2012
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Patrick Baker, who also goes by Scott Patrick Butler, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2003 - 2012. Scott had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Patrick Butler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PACIFIC WEST FINANCIAL CONSULTANTS INC·CRD# 108728
RIA
Seattle, WA
March 24, 2003 - February 14, 2012
PACIFIC WEST SECURITIES, INC.·CRD# 6390
BD
Seattle, WA
March 5, 2003 - February 14, 2012

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Current Firm

PW
PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST FINANCIAL CONSULTANT INC | PACIFIC WEST FINANCIAL CONSULTANTS INC

CRD#: 108728 / SEC#: 801-55508

Contact Information

Main Address

555 S. Renton Village Place Suite 700, Renton, WA 98057

Documents

Latest Form ADV

Part 2 Brochures

PWFC BROCHURE (2/15/2012)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2003About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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