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Paul Steven Wilson

Paul S. Wilson

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
MINNEAPOLIS, MN 55402
Some features on this profile are disabled
CRD#: 4616079
Paul Steven Wilson

Professional summary

Paul Steven Wilson, CFP® is a registered financial advisor currently at SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC located in Minneapolis, Minnesota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 24707 | ORG NAME:THE NATIONAL LUTHERAN CHOIR | ORG ADDR:MINNEAPOLIS, MN, US | NATURE OF BUS:NON-PROFIT CHORAL ORGANIZATION | INVST REL:N | TITLE:SINGER/SECTION LEADER | DUTIES:I WOULD OCCASIONALLY LEAD THE BASS SECTION IN SHORT REHEARSALS, TEACHING THEM NOTES, GIVING FEEDBACK | START DT:09/18/2013 | TOTAL HRS P/M:12 | SEC TRDNG HRS P/M:0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Steven Wilson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

November 7, 2014 - Present

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

Office #1: 50 South Sixth Street Suite 1405, Minneapolis, MN 55402
RIA
CRD#: 147384
MINNEAPOLIS, MN
Past

December 17, 2013 - November 18, 2014

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
OAKDALE, MN
Past

April 26, 2010 - November 17, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
OAKDALE, MN
Past

January 15, 2009 - March 3, 2010

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ST PAUL, MN
Past

October 20, 2006 - March 3, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
ST PAUL, MN
Past

April 18, 2005 - September 19, 2006

RMJB, INC.

BD
CRD#: 109886
BLOOMINGTON, MN
Past

January 23, 2003 - August 5, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 23, 2003 - August 5, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SD
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
INVESTMENT ADVISER SERVICES, LLC | SDW WEALTH ADVISORS | SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CRD#: 147384 / SEC#: 801-69248

RIA
Registered Investment Advisory firm - (6/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(11/7/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/17/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/2003
General Securities Representative Examination

Current Firm

SD
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
INVESTMENT ADVISER SERVICES, LLC | SDW WEALTH ADVISORS | SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CRD#: 147384 / SEC#: 801-69248

RIA
Registered Investment Advisory firm - (6/12/2008 Approved)
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Contact information

Main Address
50 South 6th Street, Suite 1405, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 355-4360
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,978
AUM (Assets Under Management)$ 644,418,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CRD#: 147384Minneapolis, MN 55402

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