David C. Lu

LODESTONE CAPITAL SOLUTIONS LLC

TORRANCE, CA

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CRD#: 4615992

Professional summary

David Chen-yu Lu, CFP® is a registered financial advisor currently at LODESTONE CAPITAL SOLUTIONS LLC located in Torrance, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Chen-yu Lu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 19, 2011 - Present

LODESTONE CAPITAL SOLUTIONS LLC

RIA

CRD#: 156520

TORRANCE, CA

Past

March 24, 2009 - May 11, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PASADENA, CA

Past

January 20, 2005 - December 31, 2007

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

LAWNDALE, CA

Past

January 20, 2003 - February 20, 2004

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/19/2011)

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Exams

State Security Law Exam

Series 63

Date: 2/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/3/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/19/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LODESTONE CAPITAL SOLUTIONS LLC

CRD#: 156520 / SEC#:

California

Registered Investment Advisory firm - (4/19/2011 Approved)

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Contact information

Main Address

10330 Beach Blvd Suite F, Stanton, CA 90680

Mailing Address

Po Box 2053, Redondo Beach, CA 90278

Phone number

(310) 279-7710

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 4,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Lu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Chen-yu Lu's CRS (Customer Relationship Summary).

Certified licenses

Experience

LODESTONE CAPITAL SOLUTIONS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/2003

Series 7

Date: 4/3/2009

Series 6

Date: 1/19/2003

Current Firm

LODESTONE CAPITAL SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LODESTONE CAPITAL SOLUTIONS LLC

TRUST BUT VERIFY

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