AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FW

Farrel A. Weil

Some features on this profile are disabled
CRD#: 461591
FW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Farrel Arnold Weil SR, who also goes by Farrel Arnold Weil, was a registered financial professional .

Farrel is a previously registered financial professional and started their career in finance in 1973. Farrel had worked at 9 firms and has passed the Series 63, PC and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Farrel Arnold Weil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 11, 2004 - March 2, 2012

RICE, VOELKER, LLC

BD
CRD#: 39838
NEW ORLEANS, LA
Past

September 11, 1991 - November 5, 2004

JOHNSON RICE & COMPANY L.L.C.

BD
CRD#: 19524
NEW ORLEANS, LA
Past

December 5, 1990 - August 7, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 18, 1990 - December 5, 1990

ROTAN MOSLE INC.

BD
CRD#: 727
Past

December 21, 1987 - April 23, 1990

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

BD
CRD#: 414
NEW ORLEANS, LA
Past

January 4, 1982 - December 22, 1987

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

April 3, 1979 - January 13, 1982

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
Past

December 29, 1977 - May 21, 1979

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

May 7, 1975 - December 7, 1977

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

BD
CRD#: 414
Past

November 1, 1973 - May 19, 1975

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/7/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
PC
Date: 9/7/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 10/24/1973
Registered Representative Examination

Current Firm

RV
RICE, VOELKER, LLC
CAERLEON CAPITAL, L.L.C. | TRACEEQUITY | RICE, VOELKER, LLC | RICE, VOELKER BROTHERS & FRANTZEN, L.L.C.

CRD#: 39838 / SEC#: , 8-48854

Louisiana
Registered Investment Advisory firm - SEC (7/24/2025 Approved)
BD
Terminated by SEC on 11/24/2025
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
625 Girod Street, Suite B, Mandeville, LA 70448
Mailing Address
Phone number
(985) 898-3477
Established
Louisiana since 10/05/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
7

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMAND, CORY BLAINEEXECUTIVE OFFICER/ MANAGING PARTNER4823186
JOSEPH, SEYMOUR BENJAMIN IVPARTNER4746553
LAMBERT, DALTON GRANTPARTNER2795165
PARRIE, ADAM BRIANCCO / FINOP6104343

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RICE, VOELKER, LLC

CRD#: 39838

TRUST BUT VERIFY

Monitor Farrel Weil

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.