Peter S. Chung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Sungkoo Chung was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2003. Peter had worked at 5 firms and has passed the Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2011 - January 17, 2013
SAMSUNG SECURITIES (AMERICA), INC.
March 26, 2008 - August 15, 2011
DAIWA CAPITAL MARKETS AMERICA INC.
June 28, 2007 - August 3, 2007
MAYBANK SECURITIES USA INC.
February 19, 2003 - December 18, 2003
SCHONFELD SECURITIES, LLC
January 6, 2003 - January 21, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/11/2003
Limited Representative-Equity Trader ExamCurrent Firm
SAMSUNG SECURITIES (AMERICA), INC.
CRD#: 43432 / SEC#: , 8-50272
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
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