Claire A. Walmer
J. W. COLE ADVISORS
Merrimac, WI
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CRD#: 4615741
Professional summary
Claire Ann Walmer, CFP®, who also goes by Claire Ann Szabelski, Claire A Walmer, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Merrimac, Wisconsin and J.W. COLE FINANCIAL, INC. located in Sauk City, Wisconsin.
Claire is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Claire has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Education Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
Tax Planning
Insurance Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Claire Ann Szabelski | Claire A Walmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Sun Step Financial; DBA; 603 Water Street, #5, Sauk City, WI 53583; Investment Related; Owner/Investments/Financial Planning; Owner/Financial Advisor; Start 7/1/2025; 160 hours/month, 160 hours/month during trading. (2) State Bank of Chilton; Contract for revenue sharing; Not investment related; 26 E Main Street, Chilton, WI 53014; Financial Advisor; Contract in place to provide financial planning and advisory service to clients and prospects; Start 7/1/25; 20 hours/month, 80 hours/month during trading. (3) Ash Brokerage & CPS Horizon; Insurance; Not investment related; 603 Water Street, S5, Sauk City, WI 53583; Insurance Agent; Fixed Annuities, life insurance and long-term care insurance; Start 7/1/25; 16 hours/month, 16 hours/month during trading. (4) Ted Walmer - Sole Proprietorship; Not investment related; E13848 Dan Mar Court, Merrimac, WI 53561; Book Keeping for business; Start 1/1/25; 1 hour/month, 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Claire Ann Walmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
July 1, 2025 - Present
J. W. COLE ADVISORS, INC.
Office #2: 603 Water Street #5, Sauk City, WI 53583Office #3: 26 E. Main Street, Chilton, WI 53014RIA
CRD#: 112294
Merrimac, WI
Current
July 1, 2025 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 603 Water Street #5, Sauk City, WI 53583Office #2: 26 E. Main Street, Chilton, WI 53014BD
CRD#: 124583
Sauk City, WI
Past
January 8, 2014 - July 14, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHILTON, WI
Past
January 8, 2014 - July 14, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CHILTON, WI
Past
June 30, 2008 - January 7, 2014
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
MADISON, WI
Past
May 16, 2008 - January 7, 2014
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
MADISON, WI
Past
May 23, 2003 - April 25, 2008
SVA WEALTH MANAGEMENT, INC.
RIA
CRD#: 105197
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/1/2025)
RR
Florida(7/1/2025)
RR
Illinois(7/1/2025)
RR
New York(7/1/2025)
RR
Texas(7/1/2025)
RR
Wisconsin(7/1/2025)
IAR
Wisconsin(7/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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