Herbert A. Weik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herbert Adolf Weik, who also goes by Herb Weik, was a registered financial professional .
Herbert is a previously registered financial professional and started their career in finance in 1973. Herbert had worked at 2 firms and has passed the Series 65 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2007 - December 31, 2010
TTG FINANCIAL SERVICES, INC.
May 4, 2007 - November 12, 2014
TTG FINANCIAL SERVICES, INC.
June 2, 1997 - June 7, 2005
WADDELL & REED
February 21, 1973 - June 7, 2005
WADDELL & REED
State Registrations and Notice Filings
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Exams
Series 1
Date: 2/15/1973
Registered Representative ExaminationCurrent Firm
TTG FINANCIAL SERVICES, INC.
CRD#: 118982 / SEC#:
Contact information
Red Flags
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