TJ
Thomas C. Janson
BESSEMER INVESTOR SERVICES
Miami, FL 33131
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CRD#: 4615668
TJ
Professional summary
Thomas Carl Janson, who also goes by Tom Carl Janson, is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in Miami, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2003. Thomas has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tom Carl Janson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Thomas Carl Janson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2004 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 801 Brickell Avenue Suite 2000, Miami, FL 33131BD
CRD#: 17442
Miami, FL
Past
January 24, 2003 - July 29, 2004
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/28/2011)
RR
Colorado(11/16/2010)
RR
Connecticut(9/29/2014)
RR
District of Columbia(4/28/2011)
RR
Florida(8/19/2008)
RR
Georgia(11/19/2010)
RR
Illinois(4/28/2011)
RR
Kentucky(8/19/2008)
RR
Louisiana(4/28/2011)
RR
Maine(7/13/2012)
RR
Maryland(10/7/2008)
RR
Massachusetts(6/5/2015)
RR
Michigan(4/28/2011)
RR
New Hampshire(4/28/2011)
RR
New Jersey(10/7/2008)
RR
New York(10/7/2008)
RR
North Carolina(6/10/2015)
RR
Ohio(10/8/2008)
RR
Oregon(4/28/2011)
RR
South Carolina(12/7/2010)
RR
Tennessee(10/7/2008)
RR
Texas(4/28/2011)
RR
Utah(8/14/2013)
RR
Vermont(10/7/2008)
RR
Virginia(4/28/2011)
RR
Washington(4/28/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BESSEMER INVESTOR SERVICES, INC.
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Phone number
(212) 708-9100
Established
Delaware since 04/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
