CA
Charles B. Allison
M. E. ALLISON & CO.
San Antonio, TX 78209
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CRD#: 4615330
CA
Professional summary
Charles Bennett Allison, CFP® is a registered financial advisor currently at M. E. ALLISON & CO., INC. located in San Antonio, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Charles has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sol Schwartz & Associates, P.C. 8000 IH 10 West, Suite 1100 SAN ANTONIO, TX 78230 WORKING AS A CERTIFIED PUBLIC ACCOUNTANT PREPARING TAX RETURNS APPROXIMATELY 200 HOURS PER MONTH AND ALSO A BOARD MEMBER OF THE CORPORATION. THE corporation IS A NON-INVESTMENT RELATED BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view Charles Bennett Allison's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Bennett Allison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
January 14, 2005 - Present
M. E. ALLISON & CO., INC.
Office #1: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209Office #2: 950 E. Basse Rd., Second Floor, San Antonio, TX 78209-1831RIA
BD
CRD#: 1047
San Antonio, TX
Current
February 10, 2005 - Present
M. E. ALLISON & CO., INC.
Office #1: 950 East Basse Road Second Floor, San Antonio, TX 78209-1831Office #2: 950 E. Basse Rd., Second Floor, San Antonio, TX 78209-1831RIA
BD
CRD#: 1047
San Antonio, TX
Past
December 6, 2002 - November 4, 2005
KPMG INVESTMENT ADVISORS
RIA
CRD#: 111778
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M. E. ALLISON & CO., INC.
M. E. ALLISON & CO., INC.
CRD#: 1047 / SEC#: 801-129805, 8-1402
RIA
Registered Investment Advisory firm - SEC (3/29/2024 Approved)Texas
Registered Investment Advisory firm - SEC (7/8/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(1/14/2005)
RR
Texas(9/15/2009)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
M. E. ALLISON & CO., INC.
M. E. ALLISON & CO., INC.
CRD#: 1047 / SEC#: 801-129805, 8-1402
RIA
Registered Investment Advisory firm - SEC (3/29/2024 Approved)Texas
Registered Investment Advisory firm - SEC (7/8/2024 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
950 East Basse Road Second Floor, San Antonio, TX 78209
Mailing Address
950 East Basse Road Second Floor, San Antonio, TX 78209-1831
Phone number
(210) 930-4000
Established
Texas since 03/09/1946
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (2 States and Territories)
FINRA licenses (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 405 |
| AUM (Assets Under Management) | $ 287,435,346 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
