Sharon Snow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Snow, who also goes by Sharon M Green, Sharon Miles Green, Sharon Miles Green, Sharon M Snow, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 2003. Sharon had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2021 - February 22, 2021
RIA ADVISORS
April 23, 2009 - December 22, 2021
METROPOLITAN CAPITAL STRATEGIES LLC
February 5, 2003 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.
January 2, 2003 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
RIA ADVISORS
CRD#: 150661 / SEC#: 801-77832
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIA ADVISORS
CRD#: 150661 / SEC#: 801-77832
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,581 |
| AUM (Assets Under Management) | $ 1,530,453,633 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
