Michelle A. Seidl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Ann Seidl, who also goes by Michelle Ann Ruskamp, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2005. Michelle had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2008 - March 23, 2016
TD AMERITRADE, INC.
August 14, 2007 - January 24, 2008
SECURITIES AMERICA ADVISORS, INC.
August 14, 2007 - January 24, 2008
SECURITIES AMERICA, INC.
April 20, 2006 - August 23, 2007
TD AMERITRADE, INC.
November 22, 2005 - April 26, 2007
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
