WS
William K. Stewart
FINANCIAL SECURITY ADVISORY
Virginia Beach, VA 23452
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CRD#: 4614872
WS
Professional summary
William Kevin Stewart is a registered financial advisor currently at FINANCIAL SECURITY ADVISORY INC located in Virginia Beach, Virginia and FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Virginia Beach, Virginia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. William has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: WILLIAM R. STEWART & ASSOCIATES, INC. INVESTMENT-RELATED: NO; ADDRESS: 613 N. LYNNHAVEN RD., VA BEACH, VA 23452; NATURE OF BUSINESS: ACCOUNTING WORK; POSITION: VICE PRESIDENT, 49% OWNER; START DATE: 07/01/1997; APPROX. HRS PER MO: 156; APPROX. HRS DURING TRADING HRS: 156; DUTIES: LEADERSHIP & PREOFESSIONAL SERVICES FOR CPA FIRM NAME: FINANCIAL SECURITY GROUP, INC.; INVESTMENT-RELATED: YES; ADDRESS: 477 VIKING DRIVE, STE 305, VIRGINIA BEACH, VA 23452; NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE SALES, FINANCIAL ADVISORY SERVICES; POSITION: AGENT; START DATE: 9/9/03; APPROX. HRS PER MO: 2; APRROX HRS DURING TRADING HRS: 2; DUTIES: PREPARE QUOTES AND APPLICATIONS FOR LIFE AND HEALTH INSURANCE, PREPARE FINANCIAL PLANS & PROVIDE ADVISORY SERVICES. NAME: ANGEL 3 INVESTMENTS, LLC; INVESTMENT-RELATED: NO; ADDRESS: 2940 N. LYNNHAVEN RD., VIRGINIA BEACH, VA 23452; NATURE OF BUSINESS: RESIDENTIAL RESTATE HOLDING COMPANY; POSITION: MANAGING MEMBER: START DATE: 1/1/2008; APPROX. HRS PER MO: 1; APPROX. HRS DURING TRADING HRS: 1; DUTIES: MANAGEMENT OF RENTAL PROPERTIES NAME: BLACK & GARNET, LLC; INVESTMENT-RELATED: NO; ADDRESS: 2940 N. LYNNHAVEN RD., VIRGINIA BEACH, VA 23452; NATURE OF BUSINESS: RESIDENTIAL RESTATE HOLDING COMPANY; POSITION: MANAGING MEMBER: START DATE: 1/1/2019; APPROX. HRS PER MO: 1; APPROX. HRS DURING TRADING HRS: 1; DUTIES: MANAGEMENT OF RENTAL PROPERTIES NAME: OSS TRANT, LLC; INVESTMENT-RELATED: NO; ADDRESS: 2940 N. LYNNHAVEN RD., VIRGINIA BEACH, VA 23452; NATURE OF BUSINESS: RESIDENTIAL RESTATE HOLDING COMPANY; POSITION: MANAGING MEMBER: START DATE: 1/1/2019; APPROX. HRS PER MO: 0; APPROX. HRS DURING TRADING HRS: 0 DUTIES: NONE NAME: OSS BATTLEFIELD, LLC; INVESTMENT-RELATED: NO; ADDRESS: 2940 N. LYNNHAVEN RD., VIRGINIA BEACH, VA 23452; NATURE OF BUSINESS: RESIDENTIAL RESTATE HOLDING COMPANY; POSITION: MANAGING MEMBER: START DATE: 1/1/2020; APPROX. HRS PER MO: 0; APPROX. HRS DURING TRADING HRS: 0 DUTIES: NONE NAME: OSS MARSH LANDING, LLC; INVESTMENT-RELATED: NO; ADDRESS: 2940 N. LYNNHAVEN RD., VIRGINIA BEACH, VA 23452; NATURE OF BUSINESS: RESIDENTIAL RESTATE HOLDING COMPANY; POSITION: MANAGING MEMBER: START DATE: 1/1/2022; APPROX. HRS PER MO: 0; APPROX. HRS DURING TRADING HRS: 0 DUTIES: NONE NAME: SOUTHERN BANK; INVESTMENT-RELATED: YES; ADDRESS: 601 LYNNHAVEN PKWY, VIRGINIA BEACH, VA 23452; NATURE OF BUSINESS: BANK ADVISORY BOARD MEMBER; POSITION: ADVISORY BOARD MEMBER: START DATE: 11/1/2023; APPROX. HRS PER MO: 1; APPROX. HRS DURING TRADING HRS: 1 DUTIES: PROVIDE ADVISORY SERVICES NAME: OLD DOMINION UNIVERSITY; INVESTMENT-RELATED: NO; ADDRESS: 4417 MONARCH WAY, NORFOLK, VA 23529; NATURE OF BUSINESS: SUPPORT AND ADVISORY TO HIGHER EDUCATION; POSITION: ADVISORY BOARD MEMBER - SCHOOL OF ACCOUNTANCY: START DATE: 11/1/2023; APPROX. HRS PER MO: 1; APPROX. HRS DURING TRADING HRS: 1 DUTIES: PROVIDE ADVISORY SUPORT
CRS (Client Relationship Summary) - RIA
Click below to view William Kevin Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2003 - Present
FINANCIAL SECURITY ADVISORY INC
Office #1: 477 Viking Drive Suite 305, Virginia Beach, VA 23452RIA
CRD#: 110746
Virginia Beach, VA
Current
September 25, 2003 - Present
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Office #1: 2940 N. Lynnhaven Rd, Virginia Beach, VA 23452BD
CRD#: 43000
Virginia Beach, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SECURITY ADVISORY INC
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
RIA
Registered Investment Advisory firm - (5/15/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/9/2023)
RR
Florida(1/5/2015)
RR
Indiana(1/7/2025)
RR
North Carolina(1/4/2008)
IAR
North Carolina(6/28/2024)
RR
Oregon(2/2/2018)
RR
Pennsylvania(1/29/2020)
RR
Texas(1/29/2020)
RR
Virginia(9/29/2003)
IAR
Virginia(11/21/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FINANCIAL SECURITY ADVISORY INC
FINANCIAL SECURITY ADVISORY INC
CRD#: 110746 / SEC#: 801-54496
RIA
Registered Investment Advisory firm - (5/15/1997 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452
Mailing Address
Phone number
(757) 431-1414
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,904 |
| AUM (Assets Under Management) | $ 1,570,635,977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
