Aneta Kucharska
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aneta Kucharska was a registered financial professional .
Aneta is a previously registered financial professional and started their career in finance in 2003. Aneta had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2014 - January 29, 2014
BRENNAN WEALTH ADVISORS, LLC
November 13, 2013 - January 31, 2014
FSC SECURITIES CORPORATION
July 11, 2012 - July 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 8, 2012 - July 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 2003 - September 4, 2003
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRENNAN WEALTH ADVISORS, LLC
CRD#: 153001 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 54,714,465 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Montana | ERA - Withdrawn | 3/30/2020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
