Rebecca S. Newton

FINANCIAL JOURNEY LLC

Pensacola, FL

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CRD#: 4614726

Professional summary

Rebecca Shea Newton, CFP®, who also goes by Rebecca S. Newton, Shea Newton, is a registered financial advisor currently at FINANCIAL JOURNEY LLC located in Pensacola, Florida.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Rebecca has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Biography

I help you get your financial life organized and on track so that you can do the things you love to do! I was a single mom for 20 years and learned alot through that journey that I want to share with you. By virtue of my own story and my 13+ years of experience helping people reach their financial goals, I am confident that I can help you with your own situation. I currently live in northern Virginia with my husband and 2 dogs-Rocky & Marley. My daughter is in medical school in southwest Virginia and I grew up in Alabama. When I’m not helping clients with their finances, you can find me travelling to new places, getting crafty or doing some type of home improvement.

Question & Answer

What are your service offerings?

• Financial Goals

• Cash Flow & Debt Management

• College Savings

• Employee Benefits Optimizati...

• Retirement Planning

• Tax Planning Strategies

Are you a "fiduciary"?

Yes

Aliases

Rebecca S. Newton | Shea Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Seasonal Tax Preparation with Intuit Inc. 2700 Coast Ave. Mountain View, CA 94043. The business is not investment related. Approximately 30 hrs per week for 3 months, with approximately 6 hrs per week during trading hours. Remote position is Tax Lead, providing support for tax preparation and software. Founder of Financial Journey Courses LLC--educational content, not advice related. Approximately 1 hour per week during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Shea Newton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 21, 2020 - Present

FINANCIAL JOURNEY LLC

RIA

CRD#: 310786

Pensacola, FL

Past

November 3, 2017 - August 18, 2020

CONCORD WEALTH PARTNERS

RIA

CRD#: 118643

ROCKVILLE, MD

Past

November 3, 2017 - November 1, 2019

CONCORD WEALTH BROKERAGE, INC.

CRD#: 24999

Rockville, MD

Past

January 8, 2008 - November 7, 2017

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ROCKVILLE, MD

Past

January 4, 2008 - November 7, 2017

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

October 7, 2005 - May 31, 2006

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

NAPLES, FL

Past

May 1, 2003 - May 31, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

NAPLES, FL

Past

February 10, 2003 - May 14, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/8/2022)

IAR

Florida
(9/6/2022)

IAR

Texas
(5/13/2022)

IAR

Virginia
(11/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/2016

General Securities Principal Examination

Current Firm

FINANCIAL JOURNEY LLC

CRD#: 310786 / SEC#:

Alabama

Registered Investment Advisory firm - (7/8/2022 Approved)

Florida

Registered Investment Advisory firm - (9/6/2022 Approved)

Texas

Registered Investment Advisory firm - (5/2/2022 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (11/21/2020 Approved)

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Contact information

Main Address

Pensacola, FL

Mailing Address

Phone number

(202) 731-1266

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 2,516,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Rebecca S. Newton

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Shea Newton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORD WEALTH PARTNERS

CONCORD WEALTH BROKERAGE, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/6/2003

Series 24

Date: 2/24/2016

Current Firm

FINANCIAL JOURNEY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL JOURNEY LLC

TRUST BUT VERIFY

Contact information

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