AP
Anita J. Patel
BRAVIAS FINANCIAL
Miami, FL
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CRD#: 4614716
AP
Professional summary
Anita Jaswantlal Patel is a registered financial advisor currently at BRAVIAS FINANCIAL located in Miami, Florida.
Anita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Anita has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MANAGEMENT CONSULTING, 1200 BRICKELL BAY DRIVE, #4203, MIAMI, FL 33131 OR FROM CLIENT PROJECT LOCATIONS; INV RELATED; IND CONTRACTOR; STARTED 8/1/09; DEVOTE 10 HRS/MO, 5 HRS DURING TRADING HRS; HELP CLIENTS WITH MANAGEMENT CONSULTING, CHARITABLE GIFT GIVING STRATEGIES AND ADMINISTRATION HELP. 2)FINANCIAL EDUCATION; VARIOUS LOCATIONS; INSTRUCTOR/ADVISOR; TEACH FINANCIAL EDUCATION WORKSHOPS; INVESTMENT RELATED; STARTED 8/1/09; DEVOTE 5 HRS/MO, 3 HRS DURING TRADING HRS. 3)INDEPENDENT INSURANCE AGENT, MIAMI, FL, 5/2005 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/MO - 10/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Anita Jaswantlal Patel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2021 - Present
BRAVIAS FINANCIAL
RIA
CRD#: 289589
Miami, FL
Past
July 2, 2010 - July 14, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Miami, FL
Past
July 1, 2010 - July 14, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Miami, FL
Past
May 26, 2009 - July 6, 2010
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
BURLINGAME, CA
Past
May 22, 2009 - July 6, 2010
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BURLINGAME, CA
Past
May 31, 2007 - May 22, 2009
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CAMPBELL, CA
Past
May 22, 2007 - May 22, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CAMPBELL, CA
Past
May 25, 2005 - May 18, 2007
WADDELL & REED
RIA
CRD#: 866
ALBUQUERQUE, NM
Past
May 16, 2005 - May 18, 2007
WADDELL & REED
BD
CRD#: 866
ALBUQUERQUE, NM
Past
February 11, 2003 - January 29, 2004
CARLIN EQUITIES, LLC
BD
CRD#: 31295
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRAVIAS FINANCIAL
BRAVIAS CAPITAL GROUP, LLC | BRAVIAS FINANCIAL
CRD#: 289589 / SEC#: 801-128383
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (8/31/2023 Terminated)Florida
Registered Investment Advisory firm - (8/1/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New Mexico
Registered Investment Advisory firm - (8/1/2023 Terminated)New York
Registered Investment Advisory firm - (8/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/1/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/8/2021)
IAR
Florida(7/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BF
BRAVIAS FINANCIAL
BRAVIAS CAPITAL GROUP, LLC | BRAVIAS FINANCIAL
CRD#: 289589 / SEC#: 801-128383
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (8/31/2023 Terminated)Florida
Registered Investment Advisory firm - (8/1/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New Mexico
Registered Investment Advisory firm - (8/1/2023 Terminated)New York
Registered Investment Advisory firm - (8/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/1/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 Wood Avenue South 6th Floor, Iselin, NJ, 08830
Mailing Address
Phone number
(732) 702-2600
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 817 |
| AUM (Assets Under Management) | $ 180,966,145 |
Red Flags
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