Curtis I. Noel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Iselin Noel was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 2003. Curtis had worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2003 - January 22, 2015
ECLYPSE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 12/16/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ECLYPSE SECURITIES LLC
CRD#: 124157 / SEC#: , 8-65634
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ECLYPSE VENTURES LLC | OWNER | |
| NOEL, CURTIS ISELIN | CEO, MANAGING DIRECTOR, CCO, CFO & FINOP | 4614610 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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