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AB

Albert C Brown Jr

WEALTH MANAGEMENT PARTNERS
TUCSON, AZ
·CRD# 4614503·23 years registered

Professional Summary

Albert C Brown JR, who also goes by Ace Brown, Albert C. Brown Jr., is a registered financial advisor currently at WEALTH MANAGEMENT PARTNERS, LLC located in Tucson, Arizona. Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Albert has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ace Brown, Albert C. Brown Jr.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Current

WEALTH MANAGEMENT PARTNERS, LLCCurrent·CRD# 309790
RIA
1980 E River Road Suite 120, Tucson, AZ 85718
November 17, 2020 - Present

Past

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCPast·CRD# 149018
RIA
Tucson, AZ
August 26, 2009 - October 19, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
Tucson, AZ
August 18, 2009 - October 19, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
RIA
Oro Valley, AZ
September 8, 2005 - August 19, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
BD
Oro Valley, AZ
August 19, 2005 - August 19, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Tucson, AZ
May 8, 2003 - August 30, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
March 14, 2003 - August 30, 2005

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Current Firm

WM
WEALTH MANAGEMENT PARTNERS, LLC

WEALTH MANAGEMENT PARTNERS, LLC

CRD#: 309790 / SEC#: 801-119566
RIA
Registered Investment Advisory firm - SEC (10/1/2020 Approved)

Contact Information

Main Address

1980 E River Road Suite 120, Tucson, AZ 85718

Phone Number

(520) 297-7999

# of Employees

8

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,270

AUM (Assets Under Management)

$793,517,960

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT PARTNERS, LLC

WEALTH MANAGEMENT PARTNERS, LLC

CRD#: 309790 / SEC#: 801-119566
RIA
Registered Investment Advisory firm - SEC (10/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(11/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2006About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Albert C Brown JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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