Jack W. Luna

OPTIMUS CAPITAL ADVISORS

Coppell, TX 75019

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CRD#: 4614490

Professional summary

Jack W Luna, who also goes by Jackey Luna, is a registered financial advisor currently at OPTIMUS CAPITAL ADVISORS, LLC located in Coppell, Texas.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jack has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jackey Luna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. LUNA IS LICENSED AS AN INDEPENDENT INSURANCE AGENT AND OFFERS INSURANCE PRODUCTS TO ADVISORY CLIENTS FOR WHICH HE IS COMPENSATED IN THE FORM OF COMMISSIONS. MR.LUNA MAY SPEND APPROXIMATELY 10% OF HIS TIME IN THIS CAPACITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack W Luna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2014 - Present

OPTIMUS CAPITAL ADVISORS, LLC

Office #1: 743 W. Main Street, Coppell, TX 75019

RIA

CRD#: 147500

Coppell, TX

Past

January 5, 2011 - August 19, 2013

OPTIMUS CAPITAL ADVISORS, LLC

RIA

CRD#: 147500

COPPELL, TX

Past

November 4, 2008 - May 27, 2009

WFG INVESTMENTS, INC.

CRD#: 22704

PLANO, TX

Past

October 30, 2008 - November 18, 2008

WFG INVESTMENTS, INC.

RIA

CRD#: 22704

PLANO, TX

Past

April 23, 2007 - December 31, 2009

TITAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 132401

PLANO, TX

Past

August 13, 2004 - March 5, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ARLINGTON, TX

Past

August 13, 2004 - March 5, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ARLINGTON, TX

Past

July 24, 2003 - August 18, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

IRVING, TX

Past

February 3, 2003 - August 18, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIMUS CAPITAL ADVISORS, LLC

CRD#: 147500 / SEC#: 801-128467

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

Texas

Registered Investment Advisory firm - (8/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/30/2003

General Securities Representative Examination

Current Firm

OPTIMUS CAPITAL ADVISORS, LLC

CRD#: 147500 / SEC#: 801-128467

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

Texas

Registered Investment Advisory firm - (8/25/2023 Terminated)

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Contact information

Main Address

743 W. Main Street, Coppell, TX 75019

Mailing Address

Phone number

(972) 745-7704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OPTIMUS CAPITAL ADVISORS, LLC FORM ADV PART 2 BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	471
AUM (Assets Under Management)	$ 245,070,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack W. Luna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack W Luna's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMUS CAPITAL ADVISORS, LLC

WFG INVESTMENTS, INC.

WFG INVESTMENTS, INC.

TITAN WEALTH MANAGEMENT, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OPTIMUS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2003

Series 7

Date: 1/30/2003

Current Firm

OPTIMUS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIMUS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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