Jeffrey V. Guy

VERDURA WEALTH MANAGEMENT

NOVI, MI 48377

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CRD#: 4614128

Professional summary

Jeffrey Verdura Guy, CFP®, who also goes by Jeffrey Verdura Guy, is a registered financial advisor currently at VERDURA WEALTH MANAGEMENT, LLC located in Novi, Michigan.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Verdura Guy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VERITAS CAPITAL PARTNERS, LLC - 31886 NORTHWESTERN HIGHWAY, FARMINGTON HILLS, MI 48334, FIXED INSURANCE SALES, PRESIDENT, SELL LIFE, DISABILITY, LONG TERM CARE, HEALTH INSURANCE, LESS THAN 5% TIME SPENT, 2) JEFFREY GUY, SOLE PROPRIETOR; INVESTMENT RELATED; FARMINGTON HILLS, MI; INSURANCE AGENT; FIXED INSURANCE SALES; APPROXIMATELY 40 HOURS PER MONTH SPENT; APPROXIMATELY 2 HOURS SPENT DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Verdura Guy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 15, 2023 - Present

VERDURA WEALTH MANAGEMENT, LLC

Office #1: 28175 Haggerty Rd., Novi, MI 48377

RIA

CRD#: 326847

NOVI, MI

Past

July 26, 2007 - June 21, 2023

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Farmington Hills, MI

Past

July 18, 2006 - June 21, 2023

KOVACK SECURITIES INC.

CRD#: 44848

Farmington Hills, MI

Past

April 28, 2003 - July 20, 2006

SIGNATOR INVESTORS, INC.

CRD#: 468

TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/15/2023)

IAR

Texas
(6/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/25/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VERDURA WEALTH MANAGEMENT, LLC

CRD#: 326847 / SEC#:

Michigan

Registered Investment Advisory firm - (6/5/2023 Approved)

Texas

Registered Investment Advisory firm - (5/25/2023 Conditional Restricted)

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Contact information

Main Address

28175 Haggerty Rd., Novi, MI 48377

Mailing Address

Phone number

(248) 519-1311

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 9,802,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey V. Guy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Verdura Guy's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERDURA WEALTH MANAGEMENT, LLC

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2007

Series 63

Date: 4/4/2003

SIE

Date: 10/1/2018

Series 6

Date: 4/25/2003

Current Firm

VERDURA WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VERDURA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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