Timothy R. Randak

ARKELL ASSET MANAGEMENT

Bozeman, MT 59718

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CRD#: 4614058

Professional summary

Timothy Robert Randak, who also goes by Tim Randak, is a registered financial advisor currently at ARKELL ASSET MANAGEMENT, LLC located in Bozeman, Montana.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Timothy has worked at 5 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Randak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Robert Randak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2011 - Present

ARKELL ASSET MANAGEMENT, LLC

Office #1: 1143 Stoneridge Drive Suite 3, Bozeman, MT 59718

RIA

CRD#: 159418

Bozeman, MT

Past

June 21, 2011 - October 20, 2011

BURRUS

RIA

CRD#: 141435

SALT LAKE CITY, UT

Past

September 1, 2009 - December 31, 2010

BURRUS

RIA

CRD#: 141435

SALT LAKE CITY, UT

Past

November 14, 2005 - August 14, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

July 2, 2004 - November 11, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 8, 2003 - March 11, 2004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(11/29/2011)

IAR

Texas
(7/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 8/7/2003

General Securities Representative Examination

Current Firm

ARKELL ASSET MANAGEMENT, LLC

AQUILA ASSET MANAGEMENT | ARKELL ASSET MANAGEMENT, LLC | ARKELL ASSET MANAGEMENT | AQUILA ASSET MANAGEMENT, LLC

CRD#: 159418 / SEC#:

Montana

Registered Investment Advisory firm - (11/28/2011 Approved)

Texas

Registered Investment Advisory firm - (7/2/2020 Conditional Restricted)

Utah

Registered Investment Advisory firm - (3/4/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1143 Stoneridge Drive Suite 3, Bozeman, MT 59718

Mailing Address

Phone number

+1 (406) 577-2006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 65,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy R. Randak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Robert Randak's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKELL ASSET MANAGEMENT, LLC

BURRUS

BURRUS

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY & CO. LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 8/7/2003

Current Firm

ARKELL ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARKELL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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