Derek N. Eichenwald

TRIUMPH CAPITAL MANAGEMENT

Denver, CO 80202

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CRD#: 4613771

Professional summary

Derek Nathan Eichenwald, who also goes by Derek N Eichenwald, is a registered financial advisor currently at TRIUMPH CAPITAL MANAGEMENT located in Denver, Colorado.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Derek has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek N Eichenwald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Triumph Capital, LLC. Since 02/2020. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Insurance agent. Fixed, Long Term Care, Health, Disability, and Group Insurance sales offered through the agency Triumph Capital, LLC. Educate and put in place insurance policies that coincide with client financial plans, goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity, less than 5 hours per month spent on this activity during trading hours. (2) Dolly Pal. Since 02/2015. 7253 S. Chase Way, Littleton, CO 80128. Not investment related - Equity investor with 15% ownership. 0 hours spent on this activity per month. (3) Business Development. Since 12/2016. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Human resources and payroll services, business development and referral resource to One Point HRO. Not investment related. Less than 1 hour per month spent on this activity, less than 1 hour per month spent on this activity during trading hours. (4) Triumph Capital Consulting, LLC. Since 08/2021. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Non-securities consulting services, such as estate planning, real estate, and business planning. 2 hours per month on this activity. (5) Triumph Capital Foundation. Since 11/2022. 1610 Wynkoop Street, Suite 550, Denver CO 80202. Board of Directors and President. Nonprofit organization where he provides oversight and direction for the foundation. Less than 5 hours per month spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Nathan Eichenwald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2016 - Present

TRIUMPH CAPITAL MANAGEMENT

Office #1: 1610 Wynkoop Street, Suite 550, Denver, CO 80202

RIA

CRD#: 282814

Denver, CO

Past

September 20, 2019 - February 11, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Denver, CO

Past

October 30, 2015 - February 11, 2020

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

Denver, CO

Past

October 14, 2015 - February 11, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Denver, CO

Past

August 17, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

Denver, CO

Past

August 11, 2009 - December 31, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

DENVER, CO

Past

July 20, 2009 - July 22, 2009

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

DENVER, CO

Past

July 20, 2009 - December 4, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

DENVER, CO

Past

January 2, 2009 - July 16, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

August 19, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

DENVER, CO

Past

July 23, 2008 - July 16, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DENVER, CO

Past

July 24, 2003 - June 20, 2008

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

March 5, 2003 - June 20, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/19/2016)

IAR

Texas
(3/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/31/2006

General Securities Principal Examination

Current Firm

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

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Contact information

Main Address

1610 Wynkoop Street, Suite 550, Denver, CO 80202

Mailing Address

Phone number

(720) 399-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIUMPH CAPITAL MANAGEMENT ADV PART 2A BROCHURE (8/25/2025)

TRIUMPH CAPITAL MANAGEMENT WRAP FEE BROCHURE (8/25/2025)

Regulatory assets under management

Total Number of Accounts	3,605
AUM (Assets Under Management)	$ 529,969,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek N. Eichenwald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Nathan Eichenwald's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TRIUMPH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/3/2003

Series 24

Date: 10/31/2006

Current Firm

TRIUMPH CAPITAL MANAGEMENT

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIUMPH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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