Stephen T. Long

HL WEALTH MANAGEMENT

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CRD#: 4613336

Professional summary

Stephen Townsend Long is a registered financial advisor currently at HL WEALTH MANAGEMENT, LLC .

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephen has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Townsend Long's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2010 - Present

HL WEALTH MANAGEMENT, LLC

RIA

CRD#: 152617

Past

January 7, 2003 - December 18, 2003

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/2003

General Securities Representative Examination

Current Firm

HL WEALTH MANAGEMENT, LLC

CRD#: 152617 / SEC#:

Washington

Registered Investment Advisory firm - (2/15/2010 Approved)

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Contact information

Main Address

1621 114th Ave. Se Suite 205, Bellevue, WA 98004

Mailing Address

Phone number

(425) 457-8033

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen T. Long

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Townsend Long's CRS (Customer Relationship Summary).

Certified licenses

Experience

HL WEALTH MANAGEMENT, LLC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2003

Series 7

Date: 1/6/2003

Current Firm

HL WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

HL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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