William E. Tirrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Eugene Tirrell, who also goes by Bill Tirrell, William E. Tirrell, William E. Tirrell, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2003. William had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2011 - December 31, 2011
BANC OF AMERICA SPECIALIST, INC.
October 17, 2011 - February 21, 2012
MERRILL LYNCH GOVERNMENT SECURITIES INC.
July 21, 2008 - December 24, 2008
FAM DISTRIBUTORS, INC.
May 28, 2003 - August 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANC OF AMERICA SPECIALIST, INC.
CRD#: 103971 / SEC#: , 8-52439
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NB HOLDINGS CORPORATION | STOCK HOLDER | |
| CAWLEY, KATHLEEN | CHIEF COMPLIANCE OFFICER & GENERAL PRINCIPAL | 1129804 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
