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JP

James H. Perry

GATEWAY WEALTH PARTNERS
Montgomery, AL 36117
Some features on this profile are disabled
CRD#: 4612862
JP

Professional summary

James Henry Perry, who also goes by Jim Perry, James Henry Perry, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Montgomery, Alabama and LPL FINANCIAL LLC located in Montgomery, Alabama.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. James has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jim Perry | James Henry Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Henry Perry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 10, 2026 - Present

GATEWAY WEALTH PARTNERS, LLC

Office #1: 8116 Old Federal Road Suite C, Montgomery, AL 36117
RIA
CRD#: 322789
Montgomery, AL
Current

September 12, 2014 - Present

LPL FINANCIAL LLC

Office #1: 8116 Old Federal Rd Ste C, Montgomery, AL 36117
RIA
BD
CRD#: 6413
Montgomery, AL
Past

July 8, 2016 - September 1, 2025

INVISTA ADVISORS

RIA
CRD#: 282899
MONTGOMERY, AL
Past

January 29, 2015 - July 7, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
AUBURN, AL
Past

September 18, 2014 - December 9, 2014

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
BIRMINGHAM, AL
Past

June 16, 2011 - December 10, 2014

FINANCIAL TELESIS INC

RIA
CRD#: 31012
BIRMINGHAM, AL
Past

June 16, 2011 - September 12, 2014

FINANCIAL TELESIS INC

BD
CRD#: 31012
BIRMINGHAM, AL
Past

March 10, 2010 - June 3, 2011

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA
CRD#: 13609
AUBURN, AL
Past

March 2, 2010 - June 3, 2011

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
AUBURN, AL
Past

June 26, 2009 - February 23, 2010

FIRST LEGACY SECURITIES, LLC

RIA
CRD#: 47079
MONTGOMERY, AL
Past

October 29, 2008 - February 23, 2010

FIRST LEGACY SECURITIES, LLC

BD
CRD#: 47079
MONTGOMERY, AL
Past

April 12, 2004 - October 11, 2004

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

December 6, 2002 - March 5, 2004

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY

CRD#: 322789 / SEC#: 801-126635

RIA
Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/12/2014)
IAR
Alabama
(4/10/2026)
RR
California
(4/18/2023)
RR
Florida
(5/20/2016)
RR
Georgia
(9/12/2014)
RR
Kansas
(4/18/2023)
RR
Michigan
(2/26/2015)
RR
New York
(4/27/2015)
RR
North Carolina
(10/20/2015)
RR
Oregon
(11/29/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/30/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/9/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/4/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY

CRD#: 322789 / SEC#: 801-126635

RIA
Registered Investment Advisory firm - (9/26/2022 Approved)
PREMIUM
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Contact information

Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)
GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts5,702
AUM (Assets Under Management)$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789Montgomery, AL 36117

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