Samuel E. Dick

SAROFIM INTERNATIONAL MANAGEMENT CO

Houston, TX 77010-1014

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CRD#: 4612694

Professional summary

Samuel Edward Cody Dick, CFP®, who also goes by Samuel Edward Cody Dick, is a registered financial advisor currently at SAROFIM INTERNATIONAL MANAGEMENT CO located in Houston, Texas and SAROFIM TRUST CO located in Houston, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Samuel has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Edward Cody Dick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Edward Cody Dick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 15, 2010 - Present

SAROFIM INTERNATIONAL MANAGEMENT CO

Office #1: Two Houston Center, Suite 2907 Suite 2907, Houston, TX 77010-1014

RIA

CRD#: 106933

Houston, TX

Current

June 15, 2010 - Present

SAROFIM TRUST CO

Office #1: Two Houston Center Suite 2907, Houston, TX 77010-1014

RIA

CRD#: 106590

Houston, TX

Current

June 15, 2010 - Present

FAYEZ SAROFIM & CO.

Office #1: Two Houston Center 2907, Houston, TX 77010

RIA

CRD#: 106584

Houston, TX

Past

June 15, 2010 - March 26, 2014

SAROFIM ADVISORS GROUP INC

RIA

CRD#: 106932

HOUSTON, TX

Past

January 13, 2003 - April 29, 2004

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAYEZ SAROFIM & CO.

FAYEZ SAROFIM & CO. | SAROFIM FAYEZ & CO | FAYEZ SAROFIM & CO., LLC

CRD#: 106584 / SEC#: 801-1725

RIA

Registered Investment Advisory firm - (7/16/1958 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/15/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/13/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/10/2003

General Securities Representative Examination

Current Firm

FAYEZ SAROFIM & CO.

FAYEZ SAROFIM & CO. | SAROFIM FAYEZ & CO | FAYEZ SAROFIM & CO., LLC

CRD#: 106584 / SEC#: 801-1725

RIA

Registered Investment Advisory firm - (7/16/1958 Approved)

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Contact information

Main Address

Two Houston Center 2907, Houston, TX 77010

Mailing Address

Phone number

(713) 654-4484

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,926
AUM (Assets Under Management)	$ 34,508,545,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel E. Dick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Edward Cody Dick's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAROFIM INTERNATIONAL MANAGEMENT CO

SAROFIM TRUST CO

FAYEZ SAROFIM & CO.

SAROFIM ADVISORS GROUP INC

BANC OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

FAYEZ SAROFIM & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/13/2003

Series 7

Date: 1/10/2003

Current Firm

FAYEZ SAROFIM & CO.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAYEZ SAROFIM & CO.

TRUST BUT VERIFY

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