Laddi S. Jhuty

NRI WEALTH MANAGEMENT

SANTA CLARA, CA 95054

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CRD#: 4612677

Professional summary

Laddi Singh Jhuty, CFP®, who also goes by Laddi Jhutty, Khushminder Singh, is a registered financial advisor currently at NRI WEALTH MANAGEMENT, LLC located in Santa Clara, California.

Laddi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Laddi has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laddi Jhutty | Khushminder Singh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NRI Life Insurance, LLC; Investment Related; Santa Clara, CA; Fixed INSURANCE SALES; Insurance Agent; STARTED 11/2017; 10 HRS/MTH; 10 HRS/MTH DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laddi Singh Jhuty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 5, 2012 - Present

NRI WEALTH MANAGEMENT, LLC

Office #1: 5201 Great America Pkwy, Suite 320, Santa Clara, CA 95054

RIA

CRD#: 162234

SANTA CLARA, CA

Past

August 2, 2010 - April 16, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

FREMONT, CA

Past

August 2, 2010 - April 16, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

FREMONT, CA

Past

March 30, 2009 - August 16, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FREMONT, CA

Past

January 17, 2007 - August 16, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

FREMONT, CA

Past

December 7, 2006 - January 18, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SAN JOSE, CA

Past

December 7, 2006 - January 18, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SAN JOSE, CA

Past

May 16, 2003 - January 31, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NRI WEALTH MANAGEMENT, LLC

NRI WEALTH MANAGEMENT LLC | NRI WEALTH MANAGEMENT, LLC

CRD#: 162234 / SEC#: 801-123014

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

California

Registered Investment Advisory firm - (2/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/5/2012)

IAR

Texas
(8/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/2003

General Securities Representative Examination

Current Firm

NRI WEALTH MANAGEMENT, LLC

NRI WEALTH MANAGEMENT LLC | NRI WEALTH MANAGEMENT, LLC

CRD#: 162234 / SEC#: 801-123014

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

California

Registered Investment Advisory firm - (2/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2022 Terminated)

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Contact information

Main Address

5201 Great America Pkwy, Suite 320, Santa Clara, CA 95054

Mailing Address

Phone number

(408) 373-5570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A SEC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	747
AUM (Assets Under Management)	$ 223,601,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laddi S. Jhuty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laddi Singh Jhuty's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

NRI WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2003

Series 7

Date: 5/15/2003

Current Firm

NRI WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NRI WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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