Christopher C. Jaggers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Corlett Jaggers, who also goes by Chris Corlett Jaggers Mr., was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2012 - October 18, 2022
COSEY FINANCIAL SERVICES, INC.
April 8, 2009 - July 23, 2010
SILVER OAK SECURITIES, INCORPORATED
April 27, 2007 - August 7, 2008
LPL FINANCIAL LLC
January 28, 2003 - May 1, 2007
EDWARD JONES
Primary Firm SEC Registration
COSEY FINANCIAL SERVICES, INC.
CRD#: 140175 / SEC#: 801-120768
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COSEY FINANCIAL SERVICES, INC.
CRD#: 140175 / SEC#: 801-120768
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 851 |
| AUM (Assets Under Management) | $ 119,053,826 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
