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Patricia J. Chamberlain

ROBINHOOD SECURITIES
Lake Mary, FL 32746
Some features on this profile are disabled
CRD#: 4612455
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Professional summary

Patricia Jean Chamberlain, who also goes by Patricia Jean Chamberlain, Patricia Jean Sindelar, Trish Sindelar, is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 2005. Patricia has worked at 9 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 34, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patricia Jean Chamberlain | Patricia Jean Sindelar | Trish Sindelar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Appen Inc.; 12131 113th Ave NE, Suite #100, Kirkland, WA 98034; Appen collects and labels images, text, speech, audio, video and other data used to build and continuously improve the world's most innovative artificial intelligence systems; Contractor; Start 04/2017; 5-20 hrs/week; 0 during trading hrs. Review Instagram ads and social media search results for relevance.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia Jean Chamberlain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 10, 2023 - Present

ROBINHOOD SECURITIES, LLC

Office #1: 500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
BD
CRD#: 287900
Lake Mary, FL
Current

April 10, 2023 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746
BD
CRD#: 165998
Lake Mary, FL
Past

November 2, 2021 - April 12, 2023

RFG ADVISORY, LLC

RIA
CRD#: 158401
APOPKA, FL
Past

November 1, 2021 - March 30, 2023

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
Birmingham, AL
Past

October 14, 2021 - October 22, 2021

STONEX ADVISORS INC.

RIA
CRD#: 174182
WINTER PARK, FL
Past

October 5, 2021 - October 22, 2021

STONEX SECURITIES INC.

BD
CRD#: 18456
WINTER PARK, FL
Past

January 26, 2021 - October 22, 2021

STONEX FINANCIAL INC.

BD
CRD#: 45993
WINTER PARK, FL
Past

August 27, 2009 - July 2, 2012

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
BELLEVUE, NE
Past

August 14, 2007 - January 26, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
OMAHA, NE
Past

August 14, 2007 - January 26, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

February 12, 2007 - August 14, 2007

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
BELLEVUE, NE
Past

April 22, 2006 - February 12, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
BELLEVUE, NE
Past

October 11, 2005 - April 22, 2006

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
BELLEVUE, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/10/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/24/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 9/16/2011
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 10/22/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/6/2019
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/26/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/13/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RF
ROBINHOOD FINANCIAL, LLC
CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746
Phone number
(650) 761-7789
Established
Delaware since 08/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768
SUBRAMANIAN, SIVARAMAKRISHNANMANAGER7339479

Disclosures

Regulatory Event55
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

ROBINHOOD FINANCIAL, LLC

CRD#: 165998Lake Mary, FL 32746

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