Lawrence A. Dauer

VALOIR WEALTH LLC

MIAMI, FL

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CRD#: 4612069

Professional summary

Lawrence Alfred Dauer III, AIF® is a registered financial advisor currently at VALOIR WEALTH LLC located in Miami, Florida.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Lawrence has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE LICENSE; INVESTMENT-RELATED; 3131 NE 7TH AVE, UNIT 3902, MIAMI, FL 33137; INSURANCE LICENSE - FLORIDA RESIDENT LIFE (INCLUDING ANNUITIES AND VARIABLE CONTRACTS) AGENT LICENSE; LICENSED INSURANCE AGENT; START DATE: FEBRUARY 2022; 0 HOURS/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; MR. DAUER DOES NOT PROVIDE INSURANCE PRODUCTS OR SERVICES BUT HOLDS THIS ACTIVE INSURANCE LICENSE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Alfred Dauer III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 8, 2024 - Present

VALOIR WEALTH LLC

Office #2: 2915 Biscayne Blvd Suite 200-30, Miami, FL 33137

RIA

CRD#: 333305

MIAMI, FL

Past

July 8, 2014 - November 29, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

CAPE GIRARDEAU, MO

Past

January 7, 2013 - November 29, 2024

LPL FINANCIAL LLC

CRD#: 6413

CAPE GIRARDEAU, MO

Past

July 6, 2011 - January 16, 2013

OSAIC SERVICES, INC.

CRD#: 133763

CAPE GIRARDEAU, MO

Past

January 6, 2003 - July 6, 2011

SPECTRUM CAPITAL, LLC

CRD#: 28303

CAPE GIRARDEAU, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/18/2024)

IAR

Missouri
(11/8/2024)

IAR

Texas
(11/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2003

General Securities Representative Examination

Current Firm

VALOIR WEALTH LLC

CRD#: 333305 / SEC#: 801-131446

RIA

Registered Investment Advisory firm - (11/8/2024 120-Day Approval)

Florida

Registered Investment Advisory firm - (5/28/2025 Approved)

Missouri

Registered Investment Advisory firm - (8/4/2025 Approved)

Texas

Registered Investment Advisory firm - (3/3/2025 Conditional Restricted)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(786) 505-2845

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/31/2025)

FORM ADV PART 2B - BROCHURE SUPPLEMENT - LAWRENCE ALFRED DAUER III (7/21/2025)

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 44,088,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence A. Dauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Alfred Dauer III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

SPECTRUM CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2014

Series 63

Date: 1/16/2003

SIE

Date: 10/1/2018

Series 7

Date: 1/3/2003

Current Firm

VALOIR WEALTH LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALOIR WEALTH LLC

TRUST BUT VERIFY

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