William O. Webster Jr.

CFO CAPITAL MANAGEMENT

Old Saybrook, CT

Some features on this profile are disabled

CRD#: 461173

Professional summary

William O Webster Jr., CFP®, who also goes by William Ogram Webster Jr, is a registered financial advisor currently at CFO CAPITAL MANAGEMENT, LLC located in Old Saybrook, Connecticut.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. William has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 1 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Ogram Webster Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) WEBSTER FAMILY FOUNDATION - OWNER & TRUSTEE - PERSONAL FOUNDATION - OLD SAYBROOK, CT - SINCE 02/2002 - INVESTMENT RELATED. 2.) WILLIAM O WEBSTER INDEPENDENT INSURANCE - LICENSED AGENT - NON-VARIABLE INSURANCE - OLD SAYBROOK, CT - SINCE 07/1979 - INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William O Webster Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1979

Experience

Current

January 25, 2017 - Present

CFO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 110950

Old Saybrook, CT

Past

December 14, 2017 - February 18, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

OLD SAYBROOK, CT

Past

June 7, 2010 - December 15, 2017

SMH CAPITAL INVESTMENTS LLC

CRD#: 24535

FT. WORTH, TX

Past

June 4, 2010 - December 24, 2016

WESTPORT RESOURCES MANAGEMENT INC

RIA

CRD#: 105306

WESTPORT, CT

Past

June 1, 2009 - June 22, 2010

MORGAN STANLEY

RIA

CRD#: 149777

WESTPORT, CT

Past

June 1, 2009 - June 22, 2010

MORGAN STANLEY

CRD#: 149777

WESTPORT, CT

Past

April 18, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WESTPORT, CT

Past

April 18, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WESTPORT, CT

Past

September 10, 1986 - April 28, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTPORT, CT

Past

January 31, 1980 - April 28, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTPORT, CT

Past

November 27, 1972 - January 31, 1980

BLYTH EASTMAN DILLON & CO. INCORPORATED

CRD#: 6361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CFO CAPITAL MANAGEMENT, LLC

CRD#: 110950 / SEC#: 801-30887

RIA

Registered Investment Advisory firm - (11/13/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 8/29/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 11/21/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/30/1985

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CFO CAPITAL MANAGEMENT, LLC

CRD#: 110950 / SEC#: 801-30887

RIA

Registered Investment Advisory firm - (11/13/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1305 Post Rd Ste. 202, Fairfield, CT 06824

Mailing Address

Phone number

(203) 221-0202

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRUICE FINANCIAL ADV - 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	543
AUM (Assets Under Management)	$ 218,368,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William O. Webster Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William O Webster Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SMH CAPITAL INVESTMENTS LLC

WESTPORT RESOURCES MANAGEMENT INC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BLYTH EASTMAN DILLON & CO. INCORPORATED

Primary Firm SEC Registration

CFO CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/1991

Series 63

Date: 8/19/1982

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

PC

Date: 8/29/1977

Series 1

Date: 11/21/1972

Series 8

Date: 7/30/1985

Current Firm

CFO CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CFO CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors