William L. Hawkins

PROSIGHT CAPITAL

Dallas, TX 75225

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CRD#: 4611635

Professional summary

William Lawrence Hawkins is a registered financial advisor currently at PROSIGHT CAPITAL located in Dallas, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. William has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lawrence Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2011 - Present

PROSIGHT CAPITAL

Office #1: 5956 Sherry Lane Suite 1365, Dallas, TX 75225

RIA

CRD#: 148791

Dallas, TX

Past

January 5, 2009 - December 31, 2010

PROSIGHT CAPITAL

RIA

CRD#: 148791

DALLAS, TX

Past

January 2, 2003 - May 21, 2004

TWENTY-FIRST SECURITIES CORPORATION

CRD#: 14461

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSIGHT CAPITAL

PROSIGHT CAPITAL | PROSIGHT MANAGEMENT, LP

CRD#: 148791 / SEC#: 801-108047

RIA

Registered Investment Advisory firm - (7/1/2016 Approved)

Texas

Registered Investment Advisory firm - (7/26/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/7/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/23/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/2002

General Securities Representative Examination

Current Firm

PROSIGHT CAPITAL

PROSIGHT CAPITAL | PROSIGHT MANAGEMENT, LP

CRD#: 148791 / SEC#: 801-108047

RIA

Registered Investment Advisory firm - (7/1/2016 Approved)

Texas

Registered Investment Advisory firm - (7/26/2016 Terminated)

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Contact information

Main Address

5956 Sherry Lane Suite 1365, Dallas, TX 75225

Mailing Address

Phone number

(214) 468-0008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PROSIGHT MANAGEMENT, LP ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 620,868,394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William L. Hawkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lawrence Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSIGHT CAPITAL

PROSIGHT CAPITAL

TWENTY-FIRST SECURITIES CORPORATION

Primary Firm SEC Registration

PROSIGHT CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/2002

Series 7

Date: 12/18/2002

Current Firm

PROSIGHT CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSIGHT CAPITAL

TRUST BUT VERIFY

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