Robin F. Danahy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Frances Danahy, who also goes by Robin Frances Schanzer, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 2003. Robin had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2015 - December 3, 2019
NORTHERN LIGHTS DISTRIBUTORS, LLC
September 3, 2014 - January 15, 2015
ROBERT W. BAIRD & CO. INCORPORATED
January 22, 2010 - February 27, 2012
ORION PORTFOLIO SOLUTIONS, LLC
January 22, 2010 - August 29, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
May 23, 2007 - January 5, 2010
SECURITIES AMERICA ADVISORS, INC.
August 7, 2003 - January 5, 2010
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHERN LIGHTS DISTRIBUTORS, LLC
CRD#: 126159 / SEC#: , 8-65857
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE ULTIMUS GROUP MIDCO, LLC | SOLE MEMBER | |
| EVANS, GREGORY ASHTON | FINANCIAL OPERATIONS PRINCIPAL | 4850219 |
| GUERETTE, KEVIN | PRESIDENT | 2960114 |
| JAMES, DAVID KENNETH | MANAGER | 6998721 |
| PRESTON, STEPHEN LYNN | CHIEF COMPLIANCE OFFICER/AML OFFICER | 2217795 |
| STRAIT, WILLIAM JOHN | SECRETARY/GENERAL COUNSEL/MANAGER | 6123015 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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