Robert J. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert J. Gray was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2002 - December 20, 2002
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
CRD#: 37710 / SEC#: , 8-47933
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZIGOURAS, ANDREAS | COO | 1248597 |
| CHRIS CHRISTIAN | OWNER | |
| DR. JAN ARNETT | OWNER | |
| BOXER, ALLEN | SHAREHOLDER | 27567 |
| GORGIA, ROBERT JAMES | FINOP-CFO | 1577851 |
| GORGIA, ROBERT JAMES | CHIEF COMPLIANCE OFFICER | 1577851 |
| GRIFFO, WILLIAM | PRESIDENT | 1507328 |
| HOOD, JOHN W. JR. | SHAREHOLDER | |
| MICHAEL PARLAMIS | OWNER | |
| MOLINARI, VINCENT ROBERT | MANAGING DIRECTOR | 1877970 |
| OREILLY, JAMES FRANCIS | CEO | 2209758 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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