DB
David P. Bray
BRAY CAPITAL GROUP LLC
Henderson, NV 89014
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CRD#: 4610996
DB
Professional summary
David Patrick Bray is a registered financial advisor currently at BRAY CAPITAL GROUP LLC located in Henderson, Nevada.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SENIOR HEALTH GROUP; MARKETING, SALES & SERVICE OF INSURANCE PRODUCTS; LOCATION: 8540 S EASTERN AVE #200, LAS VEGAS, NV 89123; TITLE: SENIOR AGENT; START DATE: 08/2011; APPROXIMATE NUMBER OF HOURS PER MONTH: 40; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1-2. 2) VIVINT SOLAR; SOLAR UTILITY CARRIER; LOCATION: 7428 PETREL STREET, NORTH LAS VEGAS, NV 89084; TITLE: SALES MANAGER; START DATE: 9/12/16; APPROXIMATE NUMBER OF HOURS PER MONTH: 48; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1. 3) Insurance (Life & Health); investment related: YES; 1089 W Warm Springs Road Suite 110 Henderson, NV 89014; Life & Health Insurance; Agent; responsible for aspects of sales & marketing of insurance products; 2019-06-03; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 25. 4) Retention Specialist; Knoah Solutions; Investment Related: No; Location: 6320 S Pecos Rd #123 Las Vegas, NV 89120 ; Description of the business: Service Center for various companies; Responsibilities Duties: work with different customers to retain business for various companies; Start date with business: 2019-12-02; Hours devoted to business during trading hours: 80; Hours devoted to business outside trading hours: 80; Percentage of total yearly compensation expected to be derived from the business: 20; 5) HeadsUp Guidance and Therapy; Therapist; Investment Relate: No; 2881 S Valley View Blvd Suite 1 Las Vegas NV 89102; Psychotherapy; Duties: Therapy for individuals, couples, and families; 2023-07-28; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10; 6) Healing with Grace; Therapist; Investment Related: No; 2637 W Horizon Ridge Pkwy Ste 100 Henderson NV 89052; Psychotherapy; Duties: Meet with individuals, couples, and families for therapy; 2023-05-01; Hours per month devoted to business during trading hours: 25; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 5; 7) Angels Matter; Therapist; Investment Related: No; 220 E Horizon Ridge Pkwy Suite 110 Henderson NV 89015; Psychotherapy; Duties: Therapy for individuals, couples, and families; 2023-06-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view David Patrick Bray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2018 - Present
BRAY CAPITAL GROUP LLC
Office #1: 1489 W Warm Springs Road Suite 110, Henderson, NV 89014RIA
CRD#: 294339
Henderson, NV
Past
December 10, 2013 - October 31, 2016
BROOKLIGHT PLACE SECURITIES, INC.
BD
CRD#: 15764
LAS VEGAS, NV
Past
September 1, 2011 - September 26, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
LAS VEGAS, NV
Past
November 16, 2010 - September 26, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
LAS VEGAS, NV
Past
September 5, 2008 - July 30, 2010
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
HENDERSON, NV
Past
April 16, 2003 - April 1, 2008
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
HENDERSON, NV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(10/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BC
BRAY CAPITAL GROUP LLC
BRAY CAPITAL GROUP LLC | BRAY FINANCIAL SERVICES
CRD#: 294339 / SEC#:
Nevada
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Contact information
Main Address
1489 W Warm Springs Road Suite 110, Henderson, NV 89014
Mailing Address
Phone number
(702) 877-4004
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 1,637,514 |
Red Flags
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