Michael J. Lyons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Lyons, who also goes by Michael Lyons, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 9 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2022 - January 28, 2025
GREEN PIER FINTECH LLC
November 24, 2020 - January 28, 2025
DIGITAL BROKERAGE SERVICES LLC
July 23, 2019 - January 28, 2025
FIDELITY PRIME FINANCING
December 26, 2014 - October 14, 2015
LEVEL MARKETS, LLC
June 1, 2011 - January 28, 2025
FIDELITY BROKERAGE SERVICES LLC
February 24, 2011 - December 31, 2019
FIDELITY DISTRIBUTORS CORPORATION
February 24, 2011 - January 28, 2025
FIDELITY DISTRIBUTORS COMPANY LLC
January 6, 2010 - January 28, 2025
NATIONAL FINANCIAL SERVICES LLC
January 2, 2003 - March 24, 2003
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GREEN PIER FINTECH LLC
CRD#: 313305 / SEC#: , 8-70700
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| DESJOURDY, BRIAN | VP STRATEGY | 2520622 |
| HOLMES, GARY | CHIEF COMPLIANCE OFFICER | 3171812 |
| MORAN, EDWARD MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1273715 |
| PRICE, MATTHEW | CHIEF EXECUTIVE OFFICER | 1417511 |
| SMITH, JORDAN | PRINCIPAL FINANCIAL OFFICER | 6534026 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
