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TW

Todd D. Walter

THE JOSEPH GROUP CAPITAL MANAGEMENT
Columbus, OH 43215
Some features on this profile are disabled
CRD#: 4610460
TW

Professional summary

Todd Daniel Walter, CFP® is a registered financial advisor currently at THE JOSEPH GROUP CAPITAL MANAGEMENT located in Columbus, Ohio.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Todd has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Daniel Walter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

December 6, 2012 - Present

THE JOSEPH GROUP CAPITAL MANAGEMENT

Office #1: 605 South Front Street Suite 100, Columbus, OH 43215
RIA
CRD#: 165311
Columbus, OH
Past

May 13, 2011 - March 27, 2013

THE JOSEPH GROUP CAPITAL MANAGEMENT

RIA
CRD#: 109496
COLUMBUS, OH
Past

December 3, 2002 - October 23, 2009

RONALD BLUE & CO., LLC

RIA
CRD#: 104605
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TJ
THE JOSEPH GROUP CAPITAL MANAGEMENT
THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC

CRD#: 165311 / SEC#: 801-77130

RIA
Registered Investment Advisory firm - (10/3/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(12/6/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/2003
Uniform Investment Adviser Law Examination

Current Firm

TJ
THE JOSEPH GROUP CAPITAL MANAGEMENT
THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC

CRD#: 165311 / SEC#: 801-77130

RIA
Registered Investment Advisory firm - (10/3/2012 Approved)
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Contact information

Main Address
605 South Front Street Suite 100, Columbus, OH 43215
Mailing Address
Phone number
(614) 228-4300
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE JOSEPH GROUP CAPITAL MANGEMENT (4/17/2025)

Regulatory assets under management

Total Number of Accounts796
AUM (Assets Under Management)$ 947,008,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE JOSEPH GROUP CAPITAL MANAGEMENT

CRD#: 165311Columbus, OH 43215

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