Chad L. Tennant

THE FREEDOM EXPERIENCE

Fletcher, OH

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CRD#: 4610415

Professional summary

Chad L Tennant is a registered financial advisor currently at THE FREEDOM EXPERIENCE, INC. located in Fletcher, Ohio.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Chad has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

My Deliverables Team 7227 E Snyder Rd Fletcher, OH 45326 PROFESSIONAL LIASON MANAGEMENT SERVICES - WHICH ARE NOT INVESTMENT RELATED. OPERATING MANAGER - ENSURE CONTRACTORS MEET THEIR CONTRACTED ASSIGNMENTS STARTED IN JULY OF 2005. I SPEND ABOUT 120 HOURS PER MONTH DEVOTED TO THIS BUSINESS. I DEVOTE APPROXIMATELY FOUR HOURS EACH DAY TO THE BUSINESS DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad L Tennant's CRS (Customer Relationship Summary).

CRD#: 3641

LIBERTYVILLE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/2/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/10/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

THE FREEDOM EXPERIENCE, INC.

THE FREEDOM EXPERIENCE, INC. | WALL STREET SERVICES, INC.

CRD#: 118367 / SEC#: 801-62325

RIA

Registered Investment Advisory firm - (10/11/2006 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2011 Terminated)

Ohio

Registered Investment Advisory firm - (1/10/2022 Approved)

Texas

Registered Investment Advisory firm - (12/31/2020 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fletcher, OH

Mailing Address

Phone number

(847) 579-9675

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 19,231,188

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chad L. Tennant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad L Tennant's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWAMS FINANCIAL PLANNING, LLC

THE FREEDOM EXPERIENCE, INC.

THE FREEDOM EXPERIENCE, INC.

LANDMARK INVESTMENT GROUP, INC

SUMMIT WEALTH MANAGEMENT, INC

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2004

Series 63

Date: 12/2/2002

Series 6

Date: 12/2/2002

Series 26

Date: 12/10/2005

Current Firm

THE FREEDOM EXPERIENCE, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE FREEDOM EXPERIENCE, INC.

TRUST BUT VERIFY

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