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KK

Konstantin A. Kirsanov

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CRD#: 4610233
KK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Konstantin Anatolievich Kirsanov, who also goes by Konstantin Anatolyevich Kirsanov, was a registered financial professional .

Konstantin is a previously registered financial professional and started their career in finance in 2002. Konstantin had worked at 3 firms and has passed the Series 66, Series 79, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Konstantin Anatolyevich Kirsanov

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 6, 2012 - April 25, 2013

ATON SECURITIES INC.

BD
CRD#: 156377
NEW YORK, NY
Past

December 17, 2009 - June 25, 2010

MCCRACKEN ADVISORY PARTNERS CORPORATION

BD
CRD#: 35533
MINNEAPOLIS, MN
Past

December 13, 2006 - December 10, 2007

ATON SECURITIES, INC.

BD
CRD#: 100841
NEW YORK, NY
Past

December 20, 2002 - March 30, 2005

ATON SECURITIES, INC.

BD
CRD#: 100841
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/23/2007
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/29/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AS
ATON SECURITIES INC.
ATON SECURITIES INC.

CRD#: 156377 / SEC#: , 8-68790

BD
Terminated by SEC on 06/25/2013
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/11/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ATON FINANCIAL HOLDINGSHAREHOLDER
HAGAN, LEONARD ALLANFINOP2582328
KIRSANOV, KONSTANTIN ANATOLYEVICHPRESIDENT, CEO, CCO4610233

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATON SECURITIES INC.

CRD#: 156377

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