Ambreen Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ambreen Shah was a registered financial professional .
Ambreen is a previously registered financial professional and started their career in finance in 2003. Ambreen had worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2015 - February 28, 2022
CORNERSTONE MACRO LLC
June 19, 2014 - July 29, 2015
INTL FCSTONE CREDIT TRADING LLC
April 16, 2013 - June 18, 2014
RENAISSANCE MACRO SECURITIES, LLC
November 3, 2011 - April 12, 2013
RAFFERTY CAPITAL MARKETS, LLC
March 28, 2011 - October 31, 2011
PULSE TRADING, INC.
March 29, 2007 - February 8, 2011
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
July 1, 2003 - November 6, 2006
WELLS FARGO SECURITIES, LLC
May 28, 2003 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/18/2024
General Securities Representative ExaminationSeries 57TO
Date: 3/18/2024
Securities Trader ExamSeries 55
Date: 4/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
CORNERSTONE MACRO LLC
CRD#: 168152 / SEC#: , 8-69293
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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