Charles S. Warner

WARNER INVESTMENTS

Cimarron, KS

Some features on this profile are disabled

CRD#: 4610192

Professional summary

Charles Schoen Warner, who also goes by Charles Warner, Charlie Warner, is a registered financial advisor currently at WARNER INVESTMENTS, LLC located in Cimarron, Kansas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Charles has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Warner | Charlie Warner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Impala Advisers, LLC; Not investment-related; 16052 West Hwy 50, Cimarron, KS 67835; Bookkeeping firm; Sole member since 2002; 40hrs/mo; 20hrs/mo during trading hours; handle bookkeeping for clients and all operations for the firm

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Schoen Warner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2017 - Present

WARNER INVESTMENTS, LLC

RIA

CRD#: 288716

Cimarron, KS

Past

October 31, 2003 - November 14, 2006

IMPALA ADVISERS, LLC

RIA

CRD#: 122948

CIMARRON, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(8/11/2017)

IAR

Texas
(1/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2017

Uniform Investment Adviser Law Examination

Current Firm

WARNER INVESTMENTS, LLC

CRD#: 288716 / SEC#:

California

Registered Investment Advisory firm - (6/12/2022 Terminated)

Kansas

Registered Investment Advisory firm - (8/9/2017 Approved)

Texas

Registered Investment Advisory firm - (1/10/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Cimarron, KS

Mailing Address

Po Box 309, Cimarron, KS 67835

Phone number

(620) 682-6230

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 637,532

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles S. Warner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Schoen Warner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WARNER INVESTMENTS, LLC

IMPALA ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2017

Current Firm

WARNER INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WARNER INVESTMENTS, LLC

TRUST BUT VERIFY

Similar Advisors