James K. Leisner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Keith Leisner, who also goes by Jim Leisner, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2021 - November 5, 2024
EFPR WEALTH ADVISORS, LLC
August 3, 2021 - January 14, 2022
LPL FINANCIAL LLC
October 19, 2018 - October 19, 2018
LPL FINANCIAL LLC
October 19, 2018 - January 14, 2022
LPL FINANCIAL LLC
March 11, 2011 - September 19, 2018
CADARET, GRANT & CO., INC.
March 9, 2011 - September 19, 2018
CADARET, GRANT & CO., INC.
October 15, 2010 - March 4, 2011
EQUITABLE ADVISORS, LLC
June 1, 2005 - March 4, 2011
EQUITABLE ADVISORS, LLC
December 2, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
December 11, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
EFPR WEALTH ADVISORS, LLC
CRD#: 316165 / SEC#:
Contact information
Red Flags
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