Miriam L. Waltz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miriam Lynn Waltz, CFP®, CPWA®, who also goes by Miriam Waltz Perry Mrs., Miriam Waltz, was a registered financial professional .
Miriam is a previously registered financial professional and started their career in finance in 2003. Miriam had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008-07-17
Expire date: 2024-06-30
Experience
October 17, 2011 - December 20, 2013
MW CONSULTING, LLC
October 1, 2008 - August 24, 2009
J.P. MORGAN SECURITIES LLC
October 1, 2008 - August 24, 2009
J.P. MORGAN SECURITIES LLC
April 27, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 14, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 14, 2003 - June 20, 2006
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MW CONSULTING, LLC
CRD#: 158705 / SEC#:
Contact information
Red Flags
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