LS
Larry J. Sims
TRUEWEALTH ADVISORS
Hoover, AL 35244
Some features on this profile are disabled
CRD#: 4609917
LS
Professional summary
Larry Jason Sims, who also goes by Jason Sims, is a registered financial advisor currently at TRUEWEALTH ADVISORS, LLC located in Hoover, Alabama and CETERA WEALTH SERVICES, LLC located in Montgomery, Alabama.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Larry has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Sims
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; 2000 Southlake Park Suite 200 Hoover AL 35244; Insurance Agent; I offer and provide life disability and long-term care insurance as a part of my financial planning services; Not investment related; start-12/1/2004; 5 HPM. JP PROPERTY MANAGEMENT LLC; POSITION: Member/Owner NATURE: Real Estate Management INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START- 11/2016;ADDRESS: 1713 Taliaferro Trail, Montgomery AL 36117; DESCRIPTION: We own two buildings that we use for our TrueWealth Advisors LLC operation. We rent the two buildings to TrueWealth and also have several offices suites that we rent out to other tenants. I help facilitate these activities. TrueWealth Advisors LLC; 2000 Southlake Park, Ste 200, Hoover AL 35244; Wealth Advisor; Provide planning and asset management services; Yes investment related; Start-2/1/2019; 160 HPM. School Board Member; ECCS - School Board Member; investment related: No; Location: 423 Thompson Rd Alabaster AL 35007 USA; Start date with business: 2022-09-26; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Larry Jason Sims's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2019 - Present
TRUEWEALTH ADVISORS, LLC
Office #1: 2000 Southlake Park Suite 200, Hoover, AL 35244RIA
CRD#: 298838
Hoover, AL
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1713 Taliaferro Trail, Montgomery, AL 36117Office #2: 2000 Southlake Park Suite 200, Birmingham, AL 35244BD
CRD#: 13572
Montgomery, AL
Past
January 2, 2019 - January 31, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Montgomery, AL
Past
January 10, 2005 - December 31, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Montgomery, AL
Past
May 24, 2004 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Montgomery, AL
Past
December 19, 2002 - May 6, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(2/1/2019)
RR
Alabama(2/20/2025)
RR
Arkansas(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
District of Columbia(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Illinois(2/20/2025)
RR
Kansas(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Louisiana(2/20/2025)
RR
Maryland(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Missouri(2/20/2025)
RR
North Carolina(2/20/2025)
RR
North Dakota(2/20/2025)
RR
Tennessee(2/20/2025)
IAR
Texas(9/9/2019)
RR
Texas(2/20/2025)
RR
Virginia(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2000 Southlake Park Suite 200, Hoover, AL 35244
Mailing Address
Phone number
(205) 588-4800
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,439 |
| AUM (Assets Under Management) | $ 438,937,842 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUEWEALTH ADVISORS, LLC
CRD#: 298838Hoover, AL 35244TRUST BUT VERIFY
Monitor Larry Sims
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
