Filip Skala

ANOS CAPITAL

Bradley Beach, NJ

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CRD#: 4609780

Professional summary

Filip Skala, who also goes by Fil Skala, is a registered financial advisor currently at ANOS CAPITAL, LLC located in Bradley Beach, New Jersey.

Filip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Filip has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fil Skala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Filip Skala's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Filip Skala's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

ANOS CAPITAL, LLC

Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174

RIA

CRD#: 284714

Bradley Beach, NJ

Current

October 2, 2023 - Present

ANOS CAPITAL, LLC

Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174

RIA

CRD#: 284714

NEW YORK, NY

Past

March 6, 2017 - August 5, 2022

BTIG, LLC

CRD#: 122225

New York, NY

Past

May 11, 2015 - November 30, 2016

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

April 2, 2014 - April 27, 2015

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

July 16, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

August 23, 2005 - August 15, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 10, 2003 - August 8, 2005

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/2/2023)

Colorado
(10/2/2023)

Connecticut
(10/2/2023)

District of Columbia
(10/2/2023)

Florida
(10/2/2023)

Illinois
(10/2/2023)

Massachusetts
(10/2/2023)

Michigan
(10/2/2023)

New Jersey
(10/2/2023)

New York
(10/2/2023)

IAR

New York
(10/2/2023)

Texas
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2003

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

ANOS CAPITAL, LLC

ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.

CRD#: 284714 / SEC#: , 8-69809

New York

Registered Investment Advisory firm - SEC (6/9/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Mailing Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Phone number

(646) 432-4100

Established

Delaware since 04/21/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ANOS HOLDINGS, LLC	OWNER
DALLAL, JEFFREY HARON	PRESIDENT/CHIEF OPERATING OFFICER	2316096
DANIELE, EDWARD ROBERT	CHIEF COMPLIANCE OFFICER/AML OFFICER	1224878
EMMERICH, CLIFFORD GENNARO	SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING	2412767
IANNUCCI, MICHAEL CHRISTOPHER	IA TRANSITION MANAGEMENT	4709972
PAPATSOS, JOHN NICK	FINOP	4416912
RIVELLI, DOUGLAS DUVALL	CHIEF EXECUTIVE OFFICER	2174199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Filip Skala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Filip Skala's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Filip Skala's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANOS CAPITAL, LLC

BTIG, LLC

CANTOR FITZGERALD & CO.

COWEN EXECUTION SERVICES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES LLC

COWEN EXECUTION SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2015

Series 63

Date: 8/12/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/7/2003

FINRA

Investors' Exchange LLC

Nasdaq Stock Market

Current Firm

ANOS CAPITAL, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ANOS CAPITAL, LLC

TRUST BUT VERIFY

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