Marcel T. Dawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcel Theodore Siqueira Dawson, who also goes by Marcel Dawson, was a registered financial professional .
Marcel is a previously registered financial professional and started their career in finance in 2003. Marcel had worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2024 - October 19, 2024
PROMETHEUS FINANCIAL ADVISORS, LLC
January 26, 2023 - October 16, 2024
PROMETHEUS FINANCIAL, LLC
September 3, 2019 - December 8, 2022
RBC CAPITAL MARKETS, LLC
August 22, 2019 - December 8, 2022
RBC CAPITAL MARKETS, LLC
July 25, 2018 - April 29, 2019
ALLIANZ GLOBAL INVESTORS U.S. LLC
July 24, 2018 - April 29, 2019
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 28, 2012 - January 30, 2017
PRINCIPAL SECURITIES, INC.
February 27, 2012 - January 26, 2017
PRINCIPAL FUNDS DISTRIBUTOR, INC.
February 27, 2012 - January 30, 2017
PRINCIPAL SECURITIES, INC.
May 20, 2010 - February 13, 2012
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
May 20, 2010 - February 13, 2012
AMUNDI DISTRIBUTOR US, INC.
May 1, 2010 - May 14, 2010
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - May 14, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 26, 2008 - May 1, 2010
BOFA ADVISORS, LLC
May 17, 2005 - February 19, 2008
BOFA ADVISORS, LLC
May 13, 2005 - May 1, 2010
BOFA DISTRIBUTORS, INC.
August 4, 2003 - May 17, 2005
WADDELL & REED
August 4, 2003 - May 17, 2005
WADDELL & REED
April 14, 2003 - May 14, 2003
SECURIAN FINANCIAL SERVICES, INC.
March 20, 2003 - May 14, 2003
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PROMETHEUS FINANCIAL ADVISORS, LLC
CRD#: 314653 / SEC#:
Contact information
Red Flags
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