Kristopher P. Kelley

LEGACY RIDGE CAPITAL MANAGEMENT

Westiminster, CO

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CRD#: 4609716

Professional summary

Kristopher Patrick Kelley, who also goes by Kristopher Kelley, Kristopher Patrick Kelley, is a registered financial advisor currently at LEGACY RIDGE CAPITAL MANAGEMENT, LLC located in Westiminster, Colorado.

Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kristopher has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristopher Kelley | Kristopher Patrick Kelley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I OWN PRIVATE BUSINESSES. A PARTIAL INTEREST IN JK WASH ENTERPRISES, WHICH OWNS A CAR WASH AND A 100% INTEREST IN KELLEY ENTERPRISES, WHICH OWNS A POWERSPORTS DEALERSHIP IN WYOMING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher Patrick Kelley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2021 - Present

LEGACY RIDGE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 293679

Westiminster, CO

Past

January 31, 2005 - November 15, 2005

TOWNSEND

RIA

CRD#: 113681

NORTHGLENN, CO

Past

December 12, 2002 - December 20, 2005

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/2002

General Securities Representative Examination

Current Firm

LEGACY RIDGE CAPITAL MANAGEMENT, LLC

CRD#: 293679 / SEC#: 802-114293

Colorado

Registered Investment Advisory firm - (3/12/2021 Approved)

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Contact information

Main Address

Westiminster, CO

Mailing Address

Phone number

(303) 862-0147

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 8,200,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	6/28/2023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristopher P. Kelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher Patrick Kelley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY RIDGE CAPITAL MANAGEMENT, LLC

TOWNSEND

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2003

Series 7

Date: 12/11/2002

Current Firm

LEGACY RIDGE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

LEGACY RIDGE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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