John H. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Weber was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1966. John had worked at 5 firms and has passed the Series 63, Series 3, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1984 - August 26, 1985
NIELSON AND CLARK INC.
July 8, 1983 - February 16, 1984
MICHAEL C. TALLEY & CO., INC.
June 14, 1974 - April 10, 1981
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
July 1, 1970 - July 11, 1974
INVESTORS FINANCIAL SERVICES, INC.
June 20, 1966 - May 9, 1972
RUTNER, JACKSON & GRAY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/26/1962
Registered Representative ExaminationCurrent Firm
NIELSON AND CLARK INC.
CRD#: 13508 / SEC#: , 8-29359
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
